The maintenance of the privacy of your personal information is one of the company’s top concerns. In order to provide the most excellent services to you, we must keep certified information about you that we have gathered from your account applications or other forms that you have filled out, or from any transactions that you have performed with us, including your communications with us. However, our policy does not divulge personal information that we collect from you to third parties except only when allowed by law or requested by you. Also, we limit access to non-public personal information to employees who need to get certain information to provide services to you.
In accordance with Regulation S-P recently adopted by the US Securities and Exchange Commission and regulations by other exchanges, we are required by law to inform you annually of our policies regarding privacy of customer information.
We at Greiner-Higgins Associates LLC understand that your privacy is important to you, and we are committed to keeping your personal information confidential. This Privacy Notice provides general information on how we use and protect your personal information.
Types of nonpublic personal information we collect from you:
Parties to whom we disclose your non-public personal information:
We do not disclose any nonpublic personal information about our customers or former customers to anyone, except as required or permitted by law. Permitted disclosures include, for example, providing information to our employees and, in limited situations, to affiliated and unrelated third- party financial service providers who need to have that information in order to assist us in providing services to you.
As stated in our Code of Ethics, Greiner-Higgins Associates LLC is committed to preserving the confidentiality of its customer relationships:
Confidentiality is a fundamental principle of the investment management business.
Greiner-Higgins Associates LLC Employees must maintain the confidential relationship between the Corporation and each of its Clients. Confidential information, such as the identity of Greiner-Higgins Associates LLC Clients and the extent of their account relationship, must be held inviolate by those to whom it is entrusted and must never be discussed outside the normal and necessary course of the Corporation's business. To the extent possible, all information concerning Greiner-Higgins Associates LLC Clients and their accounts shall be shared among Greiner-Higgins Associates LLC Employees on a strictly need-to-know basis.
In order to protect the confidentiality of our customers’ nonpublic personal information: